Gordon, Feinblatt has a broad and diversified securities practice. The Firm represents a number of publicly-traded companies, advising them on general corporate governance matters, Sarbanes-Oxley compliance, and securities offerings and periodic reporting under federal and state securities laws. The Firm also assists non-public companies with corporate governance and private placement transactions. We regularly advise and assist clients with capital formation at all stages, from early seed capital through late stage venture capital financing and initial public offerings (IPOs), with their corporate transactions, including mergers and acquisitions, and with equity and executive compensation matters.
The Securities Practice Group plays an important role in advising directors, officers and principal shareholders on their responsibilities under the federal and state securities laws, Sarbanes-Oxley compliance and their fiduciary duties under state corporate laws.
The Firm has particular experience in the technology and biotechnology areas, guiding businesses with emerging technologies through their early stages of development. We also represent venture capital groups as well as private investors.
Our Securities attorneys are actively involved in matters that include:
- Director and Officer Duties
- Sarbanes-Oxley Compliance
- Mergers and Acquisitions
- Public Offerings and IPO's
- Private Placements
- Reporting and Disclosure Obligations
- Stock Based Compensation and Benefit Plans
- Venture Capital Financing